Understanding Your Role in Active Supervision |
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1 Clock Hour Training Requirements:Read & WatchRead and watch all the content. Pause & ReflectComplete each pause and reflect exercise. Note: Your responses are not saved or submitted but are required before unlocking the assessment. You may use the print button at the end of the page to save-as-pdf or print your responses if you wish.
Review & AssessOnce the above is complete, the assessment is unlocked. Review the attached appendix materials at the end of the training, then complete and submit the assessment for review. Suggested Audience(s):Direct care providers (center-based, school-age staff, and family child care) DoDI 6060.02:Accountability and child supervision training DoDI 6060.02:Safe infant sleep practices and SIDS prevention Aligns with:CDA: To establish and maintain a safe, healthy learning environment, NAEYC: Standard 3: Teachers carefully supervise all children, MSA: Competency Goal I: To establish and maintain a safe, healthy learning environment, COA: The agency ensures the safety of children and youth by providing sufficient and appropriate supervision at all times, including on field trips away from the program site, NAFCC 4.1: Children under the age of 3 are in the provider’s line of sight always, NAFCC 4.2: Children age 3 and older may be out of the provider’s line of sight for short periods of time, NAFCC 4.3: Children under the age of 6 are never inside or outside by themselves, NAFCC 4.5: The provider is particularly careful supervising children in high-risk activities Objective(s):Center-based direct care staff, including school-age staff, and family child care providers will reflect on the importance of active supervision, describe what active supervision looks like, and identify key strategies to ensure daily implementation of active supervision practices. GlossaryIntroductionWhen families enroll their children in a child or youth program, they want to know their children will be cared for in a safe and nurturing environment. Quality programs foster a culture of safety. A culture of safety provides an environment that encourages people to speak up about safety concerns, makes it safe to talk about mistakes and errors, and encourages learning from these events (Institute for Healthcare Improvement, 2016). When a child care program adopts a culture of safety, every single person prioritizes and incorporates it in everything they do. Whether you are a direct care professional, Training & Curriculum Specialist, Program Manager, support staff, parent, or volunteer, preventing injuries and keeping children safe is an important part of your role and responsibilities. As a child and youth professional, it is crucial for you to be aware of your surroundings and mindful of potential risks, hazards, and accidents that could lead to harm. This responsibility extends beyond your immediate surroundings and encompasses the entire program environment. To ensure effective supervision, you must be continuously aware of the physical setting and be responsive to the unique needs of each child. This training will emphasize active supervision as a key approach to fostering a culture of safety within your program. What is Active Supervision?Active supervision is a strategy used by child and youth professionals that involves watching, listening, interacting, monitoring, and preventing accidents and injuries to ensure the safety of and accountability for all children. Active supervision fosters an environment that supports learning opportunities and encourages positive behaviors. By actively observing and assessing potential safety hazards, child and youth professionals can offer guidance to children and youth, allow for appropriate risks, and identify teachable moments. This helps establish a safe and positive learning environment. According to the American Academy of Pediatrics, “active and positive supervision” involves:
As you can see, supervision is much more than just watching—it involves all of the above skills. Supervision is your responsibility and commitment to the families who have trusted you with their children. It is also your responsibility and commitment to the children who rely on you for guidance, nurturing, protection, and support. Watch this video to see how this preschool teacher uses active supervision strategies to guide children’s behavior and prevent harm. Who is Responsible for Active Supervision?Whether you are a professional in a center-based program or a family child care home, you need to be vigilant when it comes to supervising children. When children are not adequately supervised, the risk for injuries increases. For example, if you have your back to the children while talking to another adult, you may not notice that a child has climbed up on a shelf to reach a toy. A few seconds of inattentiveness can lead to a serious accident or injury. According to the American Academy of Pediatrics, supervisory neglect occurs whenever a caregiver’s supervisory decisions or behaviors place a child in their care at significant ongoing risk for physical, emotional, or psychological harm (Hymel, K. P. & the Committee on Child Abuse and Neglect, 2006). Children are naturally active, curious, and inconsistent when it comes to remembering and applying safety rules, so it is up to the adults to be aware of the children’s safety needs. Active supervision always requires focused attention and intentional observation. When it comes to supervising children, you must be consistently observing their play and daily activities to ensure safety. However, supervision is not a solitary task. You supervise best while interacting with the children in your care. This means you and the children will be talking, singing, giggling, making discoveries, having quiet time, sharing a book, exploring toys and materials, engaging in routines, and sharing one-on-one time. Because of your supervision, the children in your care are free to learn about themselves, their environment, and the people around them, which promotes a holistic approach to development. Active supervision aids in children’s cognitive, social-emotional, and communicative development. Supervising children is a critical direct care role, and it is very important that you take this role seriously as distractions can be deadly. You should never be so engrossed in an activity that you are not watching all the children and maintaining awareness of what they are doing. Center-based staff should discuss and plan any work-related reading, telephone calls, or computer use with your administrator for a time when you are not supervising children. OK
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For active supervision to be successful, appropriate adult-to-child ratios must be maintained in both indoor and outdoor environments. This is important for the children’s well-being as well as your own. Anyone who is responsible for the children should be aware of and help to maintain these ratios. It is a good idea to have walkie-talkies or phones available to reach another adult in case help is needed. You should never leave a classroom or program out of ratio. There are exceptions to standard ratios, including during rest time and field trips. For more information on staff-to-child ratios, you can review the Safe Environments course in each of the foundational tracks in the VLS. Additionally, you should meet with your Training & Curriculum Specialist, Program Manager, and coworkers to discuss safety issues and make any necessary adjustments. Active Supervision Strategies to Keep Children SafeActive supervision includes recognizing risks, acting on those risks, and engaging with children. To help implement active supervision into your daily practice, the Office of Head Start National Center on Health, Behavioral Health, and Safety has defined the following six strategies that child and youth professionals can use to keep children and youth safe. The six different active supervision strategies are: (1) Set up environment, (2) Position staff, (3) Scan and count, (4) Listen, (5), Anticipate children’s behavior, and (6) Engage and redirect.
These six strategies are active skills that require intentional use throughout the day. Effective implementation of these strategies will vary depending on children's age, group size, activity, and environment. You will need to adapt the supervision to the children in your care—not only based on their age and developmental level, but also on their unique personalities, strengths, and interests. Different strategies may need to be used at different times depending on the environment and the children’s needs. Supervising Younger Children in Center-Based SettingsThe younger the child, the more dependent they are on the adults around them. Although they are learning about what is safe, young children are not yet able to stay safe without your attention and support. Therefore, you must provide active supervision all day, every day. Utilizing the primary caregiving technique supports active supervision. Assigning a primary group of infants or toddlers to you and your teaching partner creates smaller groups of children, which makes supervision easier. Even though you are assigned specific children for the purposes of continuity of care, all teachers in a classroom help in supervising all the children in the room so that no child is left alone at any time. Always stay within easy reach of infants and toddlers—no more than an arm’s length away. Some activities require closer supervision. Tummy time, sand or water play, and use of climbing equipment, for example, present greater risk of serious injury if children are left unattended. Sit close to non-mobile infants to protect them from mobile infants and toddlers. Stay closer to a child whose behavior is more aggressive. Allow all infants and toddlers to interact with their peers to develop social skills. Your presence will not only protect infants, but it will also facilitate socialization. Noise levels should be maintained to allow you to hear infants’ coos, sounds of distress, and the language of toddlers. Being able to hear infants and toddlers means you will be alert to distress, and it is important for the development of language skills. Supervising Younger Children in Family Child Care SettingsSupervision in family child care can be more complicated than in center-based settings. As a solo provider, you must be more strategic, as you are the only adult ears and eyes to ensure children’s safety. Regarding supervision, the National Association for Family Child Care Foundation (2017) states that the following should take place:
Be sure to check with your family child care coordinator about the specific supervision policies required by your Service. Supervising All ChildrenAs with infants and toddlers, good environmental design is the first step in effective supervision with preschool children. You should design your classroom with low shelves, clear traffic patterns, and safe materials. You must also teach children the safety rules for the classroom. Good teaching is good supervision. Join children in their interest areas. Observe them. Interact with them so you know their strengths and needs. Use what you learn about children to make changes to your environment or activities. Use positive guidance techniques to help keep children safe. When determining the level of direct, engaged supervision necessary for various activities, consider the activity type, complexity, and level of risk involved. More supervision may be necessary when learning a new or difficult skill. Less supervision may be needed in activities like reading or playing board games. Independence for older children should be respected and encouraged, although this should be balanced with direct engagement during appropriate activities. Active Supervision in Routine CareChildren’s needs and abilities are constantly changing. Supervision must change, too. You must think on your feet to keep all children safe. This section will examine how active supervision strategies are applied throughout the day. Arrival and DepartureArrival and departure routines are the transferring of care of each child to and from the program. Greeting each family member and child upon arrival is a conscious and visible strategy to say, “I am aware and happy that you are here.” This says to families that their child is transitioning to your care for the day. Departure is similar. Greeting the family when they arrive and saying goodbye to the child and family completes the transition. To account for each child, ensure the child’s name, date, and time of arrival or departure, and the name of the adult dropping off or picking up the child is properly documented. TransitionsTransitions occur when children move from one environment, activity, or experience to another. Transitioning children from indoors to outdoors and back indoors as well as to and from school involves precise accounting. There are so many opportunities for children to get separated from the group during transitions. Always do name-to-face counts before leaving and upon arrival at your destination. Take frequent counts of the children in your supervision zone. This means you are positioned in a certain location or zone while on the playground. If working with another program professional, share that number with them and compare your total numbers to attendance records for that day. You can never take too many head counts when transitioning children. You should also do a visual sweep of the environment before leaving the area to ensure that no child has been left behind. If working with another professional, strategically position one adult at the front of the group and one adult at the back of the group when transitioning from one environment to another. If you are the only provider, position yourself at the front of the group and face the children as you walk. Feeding and MealtimeFollow these safety supervision guidelines during feeding:
Diapering and ToiletingDiapering and toileting routines involve some unique risks that require active supervision to maintain the safety of children. During diapering, always keep a hand on the child at all times to prevent falling. Having materials prepared before diapering allows for your hands to stay on task and for you to be actively supervising. Toileting routines expose children to water deep enough for drowning. Handwashing may involve a step stool, which children can fall from. Remember, these types of caregiving routines may be routine for you, but they are not for the young children in your care. Their motor skills are still developing. They are still learning coordination and balance, so accidents are more likely to occur. Restrooms are not easy environments to make safe, so your awareness of hazards is crucial to prevent injury. For potty-trained preschoolers, privacy during toileting is appropriate, but you should still be nearby so that you can hear and help as needed. Young children are developmentally in a phase of exploration. Your supervision is necessary as they may use this time to explore their own bodies or their peers’, or put things in the toilets or down the drains that do not belong there (i.e., flushing small toys down the toilet, stuffing drains with paper towels). You must also supervise handwashing to ensure that each child washes their hands after toileting. Be sure to follow your Service-specific guidance when it comes to a schedule for diapering and toileting. Knowing the diapering and toileting schedule that fits your children’s age and developmental level can help with supervision. When school-age children use the restroom facilities, they no longer need direct supervision. Your role at this time is to help children use the restroom facilities safely and independently. It is not necessary to see each child as they use the restroom, but you should be close by if needed and should check on school-age children that have been in the restroom for longer than five minutes. You should also be able to enter the restroom quickly to assist younger school-age children. Depending on the layout of your environment, a staff member may monitor the entrances to the restrooms, or your program may have a system in place such as restroom passes or a sign-out sheet to help staff be accountable for children while they use the restroom. It is important to give school-age children privacy when using the restroom. Nap and Rest TimeActive supervision during napping is critical. Infants should be directly observed by sight and sound. This includes when they are going to sleep and waking up. The lighting in the room must let you see each infant’s face to view the color of their skin and check their breathing. Infants must always be placed on their backs for sleeping unless there is an approved medical waiver on file. When infants and toddlers are sleeping, mirrors or video equipment may be used to support supervision in sleeping areas, but these tools don’t replace direct visual or auditory supervision. In family child care homes, children should never be placed in a back bedroom or behind a closed door. More information on safe sleep practices is available in Lesson 5 of the Infant and Toddler Safe Environments course. Preschool children still need supervision during rest time. Usually, preschool-age children rest during a set time of the day (rather than napping on individual schedules like infants). During rest time, typical ratios are relaxed for certain ages. In center-based programs, one adult can supervise all children, however, the staff member who leaves the classroom must remain in the facility and be available to assist in the event of an emergency or evacuation. Maximum group size must be maintained. Multiple full classes cannot be combined and supervised by a single adult. It is required that at least one adult stay in the room with the children during rest time. This helps monitor and support children who do not sleep, children who wake early, and children who may have sleep problems. Just like on the playground, it is critical that the supervising adult be able to call other adults for help without leaving the room. Be sure to meet with your Program Manager or Training & Curriculum Specialist to review your program’s specific policies. Remember to take each child’s individual needs into consideration. If a child with mobility issues (e.g., a child who requires a walker or wheelchair) or special health concerns (e.g., seizures, sleep apnea, asthma) is napping in the room, additional adults should be on-call. Additionally, you should always consider the number of adults who would be required to help evacuate the children in the event of an emergency. Supervision on Field TripsField trips are an excellent way to extend the curriculum. The right field trips can capture children’s interests and allow hands-on experiences children cannot get in the classroom. To ensure children’s safety, field trips should be carefully planned and carried out. Consider the following tips for active supervision when away from the center or family child care home:
Supervision of Internet and Technology UseTechnology has changed the nature of our day-to-day lives. While the internet, tablets, watches, and applications or “apps” provide children and adults with new and exciting learning opportunities, they also come with safety and supervision challenges. It is essential that you familiarize yourself with your program’s guidelines for the supervision and use of technology by children. Your program may have certain protections in place, such as software that limits access to explicit material on the internet, but this should not provide a false sense of safety. While such programs are a good starting point, active supervision of children’s internet and device use is best, and you should provide the same level of supervision for children’s online activity while in your program as you do with any other type of activity. Consider the following questions to assess your supervision of children’s online activity and technology use.
Maintaining AccountabilityFamilies have trusted you with their children, therefore, you must ensure the safety of each child from the time they enter the program until the time an approved parent or guardian has signed them out. Children move very quickly, and it is not uncommon for children to attach themselves to another group, slip out an open door, or hide during a transition. There are several important strategies for ensuring that all children are accounted for at all times, according to Caring for Our Children:
More information on active supervision and resources to support professionals and programs in promoting a culture of safety can be found in the References & Resources section of this training. Additional Virtual Lab School Support:The strategies reviewed in this training, when applied consistently, help program professionals to actively supervise children and youth and keep children safe from harm. The materials from this training are drawn from the following VLS lessons. You can find additional strategies, tools, and resources related to active supervision in these lessons:
References & ResourcesAmerican Academy of Pediatrics, American Public Health Association, National Resource Center for Health and Safety in Child Care and Early Education. (2019). Caring for our children: National health and safety performance standards; Guidelines for early care and education programs (4th ed.). American Academy of Pediatrics. https://nrckids.org/CFOC American Nurses Association. (2016). Culture of safety. https://community.ana.org/pages/cultureofsafety Australian Children’s Education & Care Quality Authority. (2018). Active supervision: Ensuring safety and promoting learning. https://www.acecqa.gov.au/sites/default/files/2018-04/QA2-ActiveSupervisionEnsuringSafetyAndPromotingLearning_1.pdf Bryans, A., Topping-Tailby, N., Shuman, S., & Beltran, M. (2018, September 12). Creating and enhancing a culture of safety. [Webinar]. Office of Head Start. https://eclkc.ohs.acf.hhs.gov/video/creating-enhancing-culture-safety Clear-Sandor, K. & Dacus, S. (2022, May 18). Introduction to active supervision. [Webinar]. Office of Head Start National Center on Health, Behavioral Health, and Safety. https://eclkc.ohs.acf.hhs.gov/video/introduction-active-supervision Hymel, K. P. & the Committee on Child Abuse and Neglect. (2006). When is lack of supervision neglect? Pediatrics, 118(3), 1296–1298. https://publications.aap.org/pediatrics/article/118/3/1296/69410/When-Is-Lack-of-Supervision-Neglect Howes, C., Phillips, D. A., & Whitebook, M. (1992). Thresholds of quality: Implications for the social development of children in center-based child care. Child Development, 63(2), 449–460. https://doi.org/10.2307/1131491 Institute for Healthcare Improvement. (2016). PS 202: Building a culture of safety. National Program for Playground Safety, University of Northern Iowa. (2020). https://www.playgroundsafety.org/ Office of Head Start. (n.d.). 10 actions to create a culture of safety. National Center on Health, Behavioral Health and Safety. https://eclkc.ohs.acf.hhs.gov/sites/default/files/pdf/culture-of-safety.pdf Office of Head Start National Center on Health, Behavioral Health, and Safety. (2023). Active supervision. https://eclkc.ohs.acf.hhs.gov/sites/default/files/pdf/active-supervision.pdf Office of Head Start National Center on Health, Behavioral Health, and Safety. (2023). Active supervision: six strategies to keep children safe. https://eclkc.ohs.acf.hhs.gov/sites/default/files/pdf/active-supervision-poster.pdf U.S. Department of Health and Human Services, Administration for Children and Families, Office of Head Start. (2022, November). Active supervision at-a-glance. https://eclkc.ohs.acf.hhs.gov/sites/default/files/pdf/active-supervision-handout.pdf Whisner, J. (2018). Teaching tip: Field trip best practices. Association of Pennsylvania State College & University Faculties. https://www.apscuf.org/wp-content/uploads/2018/07/bu_teaching_tips/TT_APSCUF_FieldTripTips.pdf |
Targeted PD
Understanding Your Role in Active Supervision
Active supervision is a critical element for fostering safety and preventing harm to children and youth. To ensure effective supervision, child and youth professionals must be aware of the physical environment and be responsive to the unique needs of each child or youth. This training will emphasize active supervision as a key approach to promoting a culture of safety within child and youth development programs. It will also examine what active supervision looks like and highlight strategies for implementing it in daily routines and activities.